Monday, 31 August 2015

A joint writ petition or a separate writ petition! - A legal labyrinth


A legal debate on the issue whether more than one person or unincorporated association of persons can file a writ petition under Article 226 of the Constitution of India, has resurfaced in view of the recent [1]judicial fiat of the High Court of Gujarat. The High Court of Gujarat has directed its registry by a judicial order that the registry should not accept a joint petition filed by more than one individual. The registry must insist for a separate short petition at least and the payment of the court fees accordingly. A large number of one page petitions in compliance of the above said order have been filed during this period of more than one and a half year by the parties concerned just as an empty formality. What a waste of time, energy and money!

Order 1 Rule 1 of the Civil Procedure CPC, 1908 provides that in certain circumstances more than one person can join as plaintiffs in one suit. It reads as under:

All persons may be joined in one suit as plaintiffs where-

(a) any right to relief in respect of , or arising out of , the same act or transaction or series of acts or transactions is alleged to exist in such persons, whether jointly, severally or in the alternative; and

(b) if such persons brought separate suits, any common question of law or fact would arise. 

Section 141 of the CPC provides that the procedure provided in the CPC in regard to suits shall be followed, as far as it can be made applicable, in all proceedings in any court of civil jurisdiction. However, the Explanation to the section excludes the applicability of this section to any proceeding under Article 226 of the Constitution of India. Thus, the procedural technicalities attached to the suit proceeding of civil nature provided in the CPC are not attracted in respect of the writ proceeding under Article 226 of the Constitution of India. This, however, does not mean that some liberal provisions of the CPC cannot be applied to the writ proceeding. The object of the explanation is to see that the wide and extraordinary jurisdiction of the High Court under Article 226 of the Constitution of India is not fettered or circumscribed by the technicalities attached to the ordinary civil proceeding. Where the High Court exercises extraordinary jurisdiction under Article 226 of the Constitution, it aims at securing a very speedy and efficacious remedy to a person, whose legal or constitutional right has been infringed. If all the elaborate and technical rules laid down in the CPC are to be applied to writ proceedings the very object and purpose is likely to be defeated. The  Supreme Court of India in [2]Puransingh v. State of Punjab has held that though the provisions of the CPC do not apply to the writ proceeding, the provisions of the CPC may serve as guide. [3]“No useful purpose will be served by limiting the power of the High Court by procedural provisions prescribed in the CPC. Of course, on many questions, the provisions and procedures prescribed under the CPC can be taken up as guide while exercising the power, for granting relief to persons, who have invoked the jurisdiction of the High Court... The High Court should be left to adopt its own procedure for granting relief to the persons concerned. The High Court is expected to adopt a procedure which can be held to be not only reasonable but also expeditious.” The above stated observations of the Supreme Court lead to the conclusion that the powers of the High Court under writ jurisdiction can not be limited by importing the provisions of the CPC in to it. However, it does not mean that the provisions of the CPC cannot be resorted to as guide to expand the extraordinary power of the High Court under Article 226 of the Constitution. Where the High Court allows a joint petition, it in fact does not adhere to the procedural technicalities but relieving it from the shackles of technicalities. The High Court Rules, 1993 do not define civil and criminal proceeding. However, Rule 2 categorizes legal proceedings in to two parts i.e. civil and criminal proceeding. Sub Clause (10) of Rule 2 includes writ proceeding under Article 226 of the Constitution of India in the category of civil matters. In view of this there is no reason for not following the broad principles of Order 1 Rule 1 of the CPC in respect of the writ proceeding, which is beneficial to the litigants and which no way circumscribes the very wide and extra-ordinary jurisdiction of the High Court under Article 226 of the Constitution of India.  The insistence of filing a separate individual petition on technical considerations delays and many a time defeats the dispensation of justice. On the other hand a joint petition in proper cases leads to expeditious dispensation of justice. It lessens the administrative burden of the staff. It saves the wastage of paper which is a national wealth. It saves time, money and energy of the all concerned.  Thus, the insistence of filing a separate petition even where more than one person can legally join in a single petition is not only an empty formality but it is contrary to law also.   

The Hon’ble Supreme Court has relaxed to a great extent the rule pertaining to locus standi of a person to file a writ petition during last few decades. The intention behind this liberal approach is to see that where a large number of persons are likely to be affected by any action, decision or policy of the State, any one or more persons who have some legal interest in the issue should be allowed to maintain the action in the court of law for the benefit of all. Even a totally stranger is permitted to bring such an issue before the High Court or the Supreme Court, if he satisfies the court that he is genuinely interested in the public cause and that the persons affected by the State action are not in a position to bring action in the court of law due to poverty, ignorance or other such factors. Therefore it confounds the logic of an ordinary citizen that why a separate petition is insisted in a case where a large number of persons are affected by a common order, decision or policy. In this regard the High Court of Gujarat has very aptly observed that:

“The practice which obtains in England requires a writ petition to be filed by one petitioner. It may or may not hold good in this country. However, where there are more than one petitioner having common facts to urge and raising common questions of law for the decision of the High Court in a writ petition, a common petition can be filed by them. Unless therefore all the petitioners who have joined in the writ petition have common facts to urge, common points of law to argue and common relief to claim, they cannot file a common writ petition... Except in cases where the vires of a legislation or Rules are challenged, no joint petition  can be entertained unless all the petitioners  have been , so far as the facts relating to them are concerned, are similarly situate, have common contentions to argue and common relief to seek. Where vires of legislation or rules are challenged, indeed a common petition can be entertained.”

This decision states that where the validity of any legislation or rule is challenged, a joint petition by more than one person is indisputably maintainable. But where the issue raised in the petition is other than the validity of a legislative provision or a rule, a joint petition can be filed if it satisfies the test set out above viz. if there is common injury alleged to have been caused by a common order or action against the background of common facts to be urged by all petitioners.

In a joint petition filed before the Supreme Court in some of the cases, the Supreme Court rightly brushed aside such a technical objection. In the case of [4]A. N. Pathak v. Secretary to the Government, Ministry of Defence  a preliminary objection was taken about the maintainability of the petition.  The Supreme Court observed: “In the counter-affidavit filed by the respondents two preliminary objections were taken - (1) that the joint petition filed by the petitioners is not maintainable inasmuch as it involves determination of different questions of facts based on separate causes of action and (2) xxx .... Before dealing with the merits of this case we will dispose of the preliminary objections. We are not impressed with the preliminary objections. The petitioners have clearly given the details about the dates of appointment, promotion, etc. The dates do differ. But nothing prevents this Court from moulding the relief and giving directions to the respondents to reconsider the offending lists with reference to each of the petitioners in the light of what follows.”

In respect of a petition filed by an unrecognized association also the Supreme Court did not give any importance to such an objection. The Court held that:

[5]“A technical point is taken in the counter-affidavit that the 1st petitioner is an unrecognized association and that, therefore, the petition to that extent, is not sustainable. It has to be overruled. Whether the petitioners belong to a recognized union or not, the fact remains that a large body of persons with a common grievance exists and they have approached this Court under Art. 32. Our current processual jurisprudence is not of individualistic Anglo-Indian mould. It is broad-based and people-oriented, and envisions access to justice through 'class actions', 'public interest litigation', and 'representative proceedings'. Indeed, little Indians in large numbers seeking remedies in courts through collective proceedings, instead of being driven to an expensive plurality of litigations, is an affirmation of participative justice in our democracy. We have no hesitation in holding that the narrow concept of 'cause of action' and 'person aggrieved' and individual litigation is becoming obsolescent in some jurisdictions...”

[6]“Locus standi of third petitioner was questioned. Petitioner No. 3 is a Society registered under the Societies Registration Act of 1860... Its members consist of public spirited citizens who have take up the cause of ventilating legitimate public problems. This Society received a large number of representations from old pensioners, individually unable to undertake the journey through labyrinths of legal judicial process, costly and protracted, and, therefore, approached petitioner No. 3 which espoused their cause. Objects for which the third petitioner-Society was formed were not questioned... Third petitioner seeks to enforce rights that may be available to a large number of old infirm retirees. Therefore, its locus standi is unquestionable.”

On the issue of filing a joint petition divergent views have been expressed by different high courts. It will not be out of place to have a bird eye view of these decisions at this stage. In the case of [7]Mana Ram v. State of Rajasthan Rajasthan High Court held that a joint petition by 102 persons was not maintainable. It is relevant to note that the court did not refer to any provision of law or the case law on the issue while dismissing the petition. The court even did not see the binding authority of the said court in the case of [8]Qurabali v. Govt. of Raj. In Qurabali’s case after referring to Order 1 Rule 1 of the CPC the court held: “The principle is that even in cases where the plaintiff seeks individual relief where the investigation would be to a large extent identical in each of the cases, they may unite as co-plaintiffs and avoid useless expenditure.” The court in Qurabali's case overruled the preliminary objection about the maintainability of the petition on the basis of the underlying principle of above stated provision of the CPC. On the other hand the Allahabad High Court took contrary view in the cases of [9]Shiv Singh and [10]Umashankar. In the above two cases it was held  “The distinction between a right common to several persons and a joint right is of cardinal importance in the determination of the question whether several persons may join together in filing a single petition.. Writ jurisdiction is a special jurisdiction and is for the enforcement of individual right and there can be no question of the application of Order 1 of the CPC of Civil procedure to such proceeding.” Subsequent development of the law relating to locus standi makes it clear that the above stated declaration of law is no longer good law. In respect of un-incorporated association or an association simply recognized by the government having no separate legal status the Calcutta High Court held [11]“... a legal proceeding may be maintained only by an individual or other body which is recognized as a legal person. In the case of a body incorporated by law, the corporate body acquires a legal personality of itself and is as such entitled to maintain legal proceedings. But unincorporated association has no legal personality and it is nothing but an aggregate of its members who can only bring legal proceedings in their individual capacity. Even when all of them are affected by an official act, they can challenge that only if all the members join in the proceeding by name... even where an association is permitted by law to bring a legal proceeding, it can bring an application under article 226 only when its rights as collective body as distinguished from the aggregate rights of its members are affected by the act challenged in the proceeding.” This view of the Calcutta High Court is too pedantic and it has lost its significance by anachronism. This legal labyrinth has been most ably dealt with and unraveled by the Full Bench of Allahabad High Court in the case of [12]Umesh Chand v. State. The Full Bench judgment takes care of all issues viz. whether a joint petition can be filed, whether separate court fees are payable in all cases of joint petitions, whether unincorporated association can file petition or not. The relevant paragraphs of the said judgment are set out ipsissima verba hereunder:

“To summarize the position appears to be that an association of persons, registered or unregistered, can file a petition under Article 226 of the Constitution for enforcement of the rights of its members as distinguished from the enforcement of its own rights-

(1) In case members of such an association are themselves unable to approach the court by reason of poverty, disability or socially or economically disadvantaged position “little Indians”.

(2) In case of a public injury leading to public interest litigation provided the association has some concern deeper than that of way-farer or a busybody i.e. it has special interest in the subject matter.

(3) Where the rules or regulations of the association specifically authorizes it to take legal proceeding on behalf of its members, so that any order passed by the court in such proceedings will be binding on the members.

In other cases an association whether registered or unregistered cannot maintain a petition under Article 226 for the enforcement or protection of the rights of its members, as distinguished from the enforcement of its own right... a single writ petition under Article 226 of the Constitution by more than one petitioners, not connected with each other as partners or any other legally subsisting jural relationship, is maintainable where the right to relief arises from the same act or transaction and there is a common question of law or fact or where though the right of a claim does not arise from the same act or transaction, the petitioners are jointly interested in the causes of action.”

Some of the [13]courts have examined the issue of maintainability of a joint petition from the angle of the loss of revenue in the form of court fees. With due deference, the writer of this article does not agree with the views of these courts. The joinder of more than one plaintiff in a single suit is an issue dealt with in the CPC. The joinder of more than one petitioner in a single petition is to be dealt with by drawing analogy from the provisions of the CPC. The payment of court fees is a subject governed by the provisions of the Court Fees Acts of the respective State. The provisions of the Court Fess act would reveal that the payment of court fees has nothing to do with number of the plaintiffs or petitioners. Therefore, issue of payment of court fees should not be mixed with the issue of filing a joint petition. The issue of payment of court fees largely depends on the relief claimed in the plaint or petition and not on the number of plaintiff or petitioners. If the party to the proceeding has claimed different and unconnected relief in the plaint or petition, the issue deserves to be resolved as per S.18 of the Court Fees Act(Gujarat Act) or similar provision of the Acts of other States. If the law permits more than one person to join in a single suit or other proceedings, it will be improper to bring the issue of payment of court fees on the ground that more than one person are likely to be benefited by the judgment. The Full Bench of Allahabad High Court has made very pertinent observations on the issue of the payment of court fees where a joint petition has been filed. The Court held :

[14]“... Where a single writ petition by an association or more than one person is maintainable as mentioned above, only one set of court fees would be payable. The levy of court fees does not depend on the number of persons who have joined in the petition. But where a single petition is not validly maintainable, but nonetheless several persons join in it, then the principle laid down in Mota Singh’s case will apply; namely each petitioner will have to pay court fees separately as if he had filed a separate writ petition. In such cases the writ petition may not be, in the discretion of the court, be dismissed outright. The defect of misjoinder of petitioners can be cured by requiring each petitioner to pay separate court fees.” In the case of Mota Singh the Supreme Court held that: [15]“...where every owner of a truck plying his truck for transport of goods has a liability to pay tax impugned in the petition, each one has his own independent cause of action. A firm as understood under the Partnership Act or a Company as understood under the Indian Companies Act, if it is entitled in law to commence action either in the firm name or in the Company's name, can do so by filing a petition for the benefit of the company or the partnership and in such a case court fee would be payable depending upon the legal status of the petitioner. But it is too much to expect that different truck owners having no relation with each other either as partners or any other legally subsisting jural relationship of association of persons would be liable to pay only one set of court-fee simply because they have joined as petitioners in one petition. Each one has his own cause of action arising out of the liability to pay tax individually and the petition of each one would be a separate and independent petition and each such person would be liable to pay legally payable court-fee on his petition... We are, therefore, of the opinion that the office should scrutinize afresh each one of the cases referred to in the office report and ascertain whether requisite court fee has been paid in each of them. In ascertaining this fact, the office should ascertain whether there are number of petitioners who are combined in one petition; the position of each qua the co-petitioners, and the relief claimed and determine the liability of each such petitioner to pay court-fee for the relief sought by him. If on such ascertainment and determination court-fee is shown to be payable by different petitioners who have joined together in one petition learned advocates appearing for them should be called upon to make good the deficit court-fee...”

In other words only in two types of cases separate court fees can be directed to be assessed and charged i.e. (i) Where more than one person join in a single proceeding solely with a view to evade the payment of court fees by ingenious drafting of the plaint or the petition and (ii) Where totally unconnected persons having no common facts, issues or questions of law join in a single proceeding claiming similar but not the same relief or different relief.

[16]“ Even though the provisions of the CPC of Civil Procedure ( in this case Order 1 Rule 1) are not applicable to the petitions under Article 226 of the Constitution, the principles under lying them are applicable... it is open to the court to direct separate cases to be registered where a number of persons have been joined as petitioners claiming similar reliefs against a party on the basis of distinct and separate causes of action. In such a case the court may for the sake of convenience allow the petitioners to prosecute a joint petition subject to the condition that each of them pays a separate court fees on the principles underlying S.17 of the Court Fees Act. Separate court fees can be demanded from each of the petitioners only where it appears to the court that causes of action are distinct and separate...”

[17]“What has to be determined in assessing the liability to pay court fee is as to whether the relief claimed by each of the petitioner is based on a distinct cause of action, whether there is any jural relationship between one petitioner and the others and what relief claimed by each one of them is...the petitioners have no relation with each other either as partners or any other legally subsisting jural relationship. No common question of law or fact arises for determination to grant them relief. The right to relief does not arise from same act or transaction or a series of acts or transactions. We have therefore no hesitation in holding that if each of the petitioners in the above case could be allowed to join in filing a single petition, each one of them must pay a separate court fees.”



From the foregoing discussion one can deduce following conclusions-



Conclusions:

 (i) There is no law that prohibits the filing of a joint writ petition by more than one person. Provided the facts having direct nexus with the controversy raised in the proceeding are common to all, the relief prayed in the proceeding is same and all the petitioners must belong to the common class of persons affected by a common executive, legislative or policy decision impugned in the proceeding.

(ii) Since there is no legal embargo on more than one person filing a joint writ petition, the common sense and logic lead us to the corollary that no valid objection could be raised with regard to un-incorporated association filing a writ petition for the benefit of its members. Provided the association was authorized by the resolution of its members to file the petition and the Rules/By-Laws of the association binds each member with the legal consequences of the act of the association.  In short for the sake of convenience the association may be conferred a limited legal status to institute legal proceeding as it is permitted in respect of partnership firms under Order 30 of the CPC.  

(iii) The issue of payment of court fees has nothing to do with the number of persons legally entitled to join the legal action and filing a joint action. The said issue rather depends on the relief sought for in the legal proceeding. If the persons legally not entitled to unite in a single proceeding decide to join the single proceeding, not only separate court fees would follow but each one would be required to file a separate pleading also.



[1] Order dated 1-3-2005 in SCA No 17136 of 2004 and the clarificatory order dated 15-6-2005  in SCA No. 10472 of 2005
[2] Puran Singh v. State of Punjab AIR 1996 SC 1092
[3] Puran Singh v. State of Punjab AIR 1996 SC 1092
[4] A. N. Pathak v. Secretary to the Government, Ministry of Defence AIR 1987 SC 716  (para 6,7), for the contrary view please see P Radhakrishna Naidu v. Govt. of AP AIR 1977 SC 854 (para 14)

[5] Akhil Bharatiya Soshit Karamchari Sangh (Railway) v. Union of India AIR 1981 SC 298 (para 63)

[6] D. S. Nakara v. Union of India AIR 1983 SC 130  (para 64)

[7] Mana Ram v. State of Rajasthan AIR 1999 Raj 257
[8] Qurabali v. Govt. of Raj AIR 1960 Raj 152 (DB) (para 24)
[9] Shiv Singh AIR 1969 All 14(DB)
[10] Umashankar AIR 1960 All 366
[11] DGOF Employees Union v. Union of India AIR 1969 Cal 149
[12] Umesh Chand v. State AIR 1984 All 46 (FB) (para 28,34,36), Management of K.S.R.T.C. v. KSRTC Staff and Workers' Federation AIR 1999 SC 1059 :1999 AIR SCW 697 (para 10) For the contrary view please see Sand Carriers Owners Union v. Board of Trustees for the Port of Calcutta AIR 1990 Cal 176 (para13,14), Mahinder Kumar Gupta v. UOI (1995) 1 SCC 85 (para6)

[13] Chandra Kishore v. State of UP AIR 1963 All 301  (para 4), Heavy Electrical Employees Union v. State Industrial Court AIR 1976 MP 66 (para 6), In Re. Grain International AIR 1981 AP 301 (DB) (para 13,15)

[14] Umesh Chand v. State AIR 1984 All 46 (FB) (para 28,34,36)

[15] Mota Singh v. State of Haryana AIR 1981 SC 484 (para 1,2)
[16] Heavy Electrical Employees Union v. State Industrial Court AIR 1976 MP 66 (para 6)

[17] In Re. Grain International AIR 1981 AP 301 (DB) (para 13,15)

Habeas corpus for securing liberty from illegal confinement in private custody- Doubts dispelled!


The writ jurisdiction of the High Court is invoked frequently for securing the release of a person form an illegal confinement in the private custody. The cases may pertain to an illegal confinement by one of the parents of his or her [1]child or by a guardian of his ward or by husband of his [2]wife or any other person etc. The law on this issue is little obscure and needs elimination of the said obscurity. It is now a well established position of law that barring a few,  all other fundamental rights guaranteed under Part III of the Constitution of India (hereafter ‘Constitution’) are available against the State or instrumentality of the State or any other authority which is ‘State’ within the meaning of Article 12 of the Constitution. If a person is deprived of any fundamental right by a person who, does not fall within the definition of ‘State’ under Article 12, his remedy will be under the ordinary civil or criminal law. The constitutional remedy under Article 226 of the Constitution is not appropriate in this type of situations. In [3]ADM Jabalpur v. Shivakant Shukla the Supreme Court has held that “Article 21 of the Constitution of India is the sole repository of rights to life and personal liberty against the State. Any claim to a writ of habeas corpus is enforcement of Article 21...”  In the case of [4]Vidya Verma v. Dr. Shiv Narain   the Supreme Court considered the question whether a writ under Article 32 of the Constitution could be issued against a private party if he violates the fundamental right of any other person. The Court referred to its decisions in the case [5]A. K. Gopalan v. State of Madras and [6]P. D. Shamdasani v. Central Bank of India and after following the said decisions the court observed:

“Patanjali Sastri J. (as he then was) in A K Gopalan’s case said at p. 74 that as a rule constitutional safeguards are directed against the State and its organs and that protection against violation of rights by individuals must be sought in the ordinary law; and S. R. Das J. dealing with the question of preventive detention said at pp. 120-121 that Article 21 protects a person against preventive detention by the executive without the sanction of a law made by the legislature.

This principle was applied to Articles 19(1) (f) and 31(1) by a Bench of five Judges in P. D. Shamdasani v. Central Bank of India who held that violation of rights of property by a private individual is not within the purview of these Articles therefore, a person whose rights of property are infringed by a private individual must seek his remedy under the ordinary law and not under Article 32. Article 21 was not directly involved but the learned Judges referring to Article 31(1) said at page 60."It is clear that it is a declaration of the fundamental right of private property in the same negative form in which article 21 declares the fundamental right to life and liberty. There is no express reference to the State in Article 21. But could it be suggested on that account that article was intended to afford protection to life and personal liberty against violation by private individuals? The words 'except by procedure established by law' plainly exclude such a suggestion.

They held that the language of Article 31(1) was similar and decided that Article 31(1) did not apply to invasions of a right by a private individual and consequently no writ under Article 32 would lie in such a case. For the same reasons we hold that the present petition which is founded on Article 21 does not lie under Article 32.

[7]Despite the above stated dictum of the Supreme Court, where a case involves the question of the deprivation of liberty (which is essentially a violation of Article 21 as held above by the Supreme Court) of a subject by any other private person, we have noticed that High Courts do take cognizance of such cases and issue the writ of habeas corpus to set at liberty the person who is in private custody or illegal confinement. The question therefore might arise in one’s mind that under what jurisdiction or power such writ is issued by the High Court against a private person? The answer to this question apparently may seem simple, but it is slightly difficult to answer.  The answer to the above mentioned question requires an expedition in to the history of the law relating to habeas corpus. But before we delve in to the history and development of this branch of law it is necessary note that the above said law was laid down in the context of the power of the Supreme Court of India under article 32 of the Constitution. Since the power conferred on the High Courts under Article 226 are much wider than the power conferred on the Supreme Court under Article 32, the writ of habeas corpus against the illegal confinement by a private individual cannot be refused under Article 226 on the ground that a person is not entitled to claim fundamental rights against another private individual. Article 226 confers power of issuing writs, orders or directions in the nature the specified writs(known as prerogative writs) for ‘any other purpose’ also. The words ‘any other purpose’ will include issuance of orders, directions or writs in the nature of the prerogative writs for its traditional purposes.  The traditional purposes include issuance of the writ of habeas corpus to set at liberty a person illegally or improperly detained, in public or private custody. Therefore, even though there is no violation of Article 21 of the Constitution in the case of an illegal confinement by a private person, the High Court is entitled to issue the writ of habeas corpus in exercise of its traditional jurisdiction.

In England it is well established position of law form the advent of the writ of habeas corpus that it could be issued in the case of a person confined or detained in private custody. In Common Law the writ of habeas corpus had been issued freely for securing the release of an infant, a wife or a person under some disability etc from the illegal confinement or restraint in private custody. After the enactment of the Habeas Corpus Act no change was made in respect of this jurisdiction of the court. In [8]Greene v. Secretary of State for Home Affairs, Lord Wright observed:

“I have emphasized the use of the writ to secure freedom from arbitrary or unlawful arrest by the government, but besides these public occasions, it was employed in connection with private arrests and detainments, so that the writ applies to indefinitely wider and more exigencies and indeed to any case whatever in which the liberty of the subject is unlawfully interfered with... the procedure is not limited to the acts of public or judicial officers, or acts of administration. It extends to purely personal matters. Thus, for instance, in R v. Jackson the writ was issued against a husband restraining his wife’s freedom, on the ground that husband had no legal right to shut up his wife in order to enforce restitution of conjugal rights. The procedure is frequently used to decide who is entitled to the custody of an infant or person under disability as in R v. Barnrdo Jones. It is said that in such cases it is not strictly a question of “liberty, but of nurture, control and education”, in the words of Lord Esher at p.204, but it does involve determining who is entitled in law to the care and control of the child... the inestimable value of the proceeding is that it is the most efficient mode ever devised by any system of law to end unlawful detainments and to secure a speedy release where the circumstances and the law so require.”

In India the Supreme Court has more than one occasion unequivocally held that the writ of habeas corpus could be issued for releasing a person from   his confinement in private custody. It can be issued in the case of obtaining the custody of an infant or release of a wife or any other person who has been illegally confined in private custody or restrained by a private person.  The Supreme Court has in the case of [9]Mohammad Ikram held as follows:

“The writ of habeas corpus issues not only for release from detention by the State but also for release from private detention. At Common Law a writ of habeas corpus was available to the husband for regaining the custody of his wife if she was wrongfully detained by anyone from him without her consent. What amounts to wrongful detention of the wife is, of course, a question for the Court to decide in each case and different circumstances may exist either entitling or disentitling a husband to this remedy... Exigency of the writ at the instance of a husband is very rare in English Law, and in India the writ of habeas corpus is probably never used by a husband to regain his wife and the alternative remedy under S. 100 of the Code of Criminal Procedure is always used. Then there is the remedy of a civil suit for restitution of conjugal rights. Husbands take recourse to the latter when the detention does not amount to an offence and to the former if it does. In both these remedies all the issues of fact can be tried and the writ of habeas corpus is probably not demanded in similar cases if issues of fact have first to be established. This is because the writ of habeas corpus is festinum remedium and the power can only be exercised in a clear case...”

In India [10]Section 491 of the Code of Criminal Procedure, 1898 (old Code) made provision for issue of a writ of habeas corpus in the situations mentioned therein. Clause (b) of Section 491 of the said Code specifically provided for issuance of the writ of habeas corpus in the case of an illegal detention in private custody. Thus, before the enactment of 1898 Code the writ of habeas corpus was governed by the Common Law as applicable in England. After 1898 Code came into force, the writ of habeas corpus was merely a statutory right to be invoked in the situations provided therein. In the year 1923 the jurisdiction of the High Court was expanded as regards its power to issue the writ of habeas corpus by amending the 1898 Code. After the enactment of the Constitution it became a constitutional right to be invoked in an appropriate case. It is pertinent to note that Article 226 or 32 of the Constitution do not specify the circumstances in which habeas corpus can be issued.  Thus, after the Constitution came into force the writ of habeas corpus was available under the Constitution as well as under S.491 of the Code of 1898. For the instance of issue of habeas corpus under S.491 of the 1898 Code see [11]Gohar v. Suggi.  The Law Commission of India in its 41st Report at page 307 suggested the omission of S.491 from the new Code to be enacted at that time. The Law Commission stated that:

“ It will be noticed that Article 226 of the Constitution confers wide and comprehensive powers on the High Courts of States ‘to issue to any person or authority, including in appropriate cases any Government, directions , orders, or writs including writs in nature of habeas corpus, mandamus, prohibition, , quo warranto  and certiorari’ for any purpose. In view of this provision, Clauses (a) and (b) of Section 491(1) have been practically rendered superfluous and can be safely omitted.”

The Law Commission recommended omission of the other clauses of S.491 also for the reasons mentioned therein. The provision contained in Article 226 for issuance of a writ in nature of habeas corpus without specifying the circumstances in which such writ could be issued and the omission of the provision for issuance of a writ of habeas corpus while enacting the Code of Criminal Procedure, 1973 has brought pre-1898 legal position in force. This means that in India under Article 226 a writ of habeas corpus or writ in the nature of habeas corpus can be issued for all its traditional purposes except where specific statutory provisions have been enacted covering the situations in which it was being issued in the past.

Apart from the above judgments of the Supreme Court and the legislative development there is intrinsic evidence in Article 226 that a writ of habeas corpus will lie   in the cases of an illegal confinement or detention in a private custody. It is beyond any doubt that Article 226 can be invoked by a person for the purposes other than the enforcement of fundamental rights also. The other purposes will cover within its sweep the issue of writs in the nature of habeas corpus, certiorari, mandamus etc for their traditional purposes. From the foregoing discussion it is clear that in England traditionally the writ of habeas corpus was being issued for setting a person at liberty from the illegal confinement by a private individual and hence as a corollary of that in India also habeas corpus can be issued for securing the liberty of a person illegally confined in private custody.

At this stage it is necessary to note that in the case of [12]ADM Jabalpur it was contended that the High Courts as well as the Supreme Court had the same jurisdiction to issue writs of Habeas Corpus as English Courts had to issue such writs at common law. The said argument was however not accepted by the Court in the background of the controversy raised in that case. In the Writer’s view the above said observations of the Supreme Court must be viewed in the peculiar facts of the case and it can not be applied out of context in general situation. Further it is doubtful whether the said observations could be said to have laid down correct law in view of the historical and legislative development which has taken place in India in respect of the power of the High Courts pertaining to issuance of the writ of habeas corpus.

Recently, the Supreme Court has in the case of   [13]U.P. State Co-op. Land Devpt. Bank Ltd. v. Chandra Bhan Dubey in the context of the interpretation of Article 226 held that   the remedy of Article 226 is available in a given case even if a person was wronged by a private individual. The court said:

“The language of Article 226 does not admit of any limitation on the powers of High Court for the exercise of jurisdiction thereunder though by various decisions of this Court with varying and divergent views it has been held that jurisdiction under Article 226 can be exercised only when body or authority, decision of which is complained, was exercising its power in the discharge of public duty and that writ is a public law remedy... It may not be necessary to examine any further the question if Article 226 makes a divide between public law and private law. Prima facie from the language of the Article 226 there does not appear to exist such a divide... It does appear to us that Article 226 while empowering the High Court for issue of orders or directions to any authority or person does not make any such difference between public functions and private functions... When the language of Article 226 is clear, we cannot put shackles on the High Courts to limit their jurisdiction by putting an interpretation on the words which would limit their jurisdiction. When any citizen or person is wronged, the High Court will step in to protect him, be that wrong be done by the State, an instrumentality of the State, a company or a co-operative society or association or body of individuals whether incorporated or not, or even an individual. Right that is infringed may be under Part III of the Constitution or any other right which the law validly made might confer upon him...”

From the above discussion it becomes abundantly clear that while issuing habeas corpus to set at liberty a person illegally confined or restrained in private custody, the high court exercises its traditional jurisdiction and therefore it is immaterial whether the act of illegal confinement or restraint in private custody infringes the fundamental right of that person under Article 21 of the Constitution or not. In such a case the high court issues the writ of habeas corpus for ‘any other purpose’ as envisaged in Article 226 and not for the enforcement of the fundamental rights.  



[1] Rajesh K. Gupta v. Ram Gopal Agarwala AIR 2005 SC 2426  (para 3,4,7,9) followed Dr. (Mrs.) Veena Kappor v. Shri Varinder Kumar Kapoor, (1981) 3 SCC 92: AIR 1982 SC 795 : 1982 Cri LJ 580 and Syed Saleemuddin v. Dr. Rukhsana and others, (2001) 5 SCC 247: AIR 2001 SC 2172 : 2001 AIR SCW 1789, Dushyant Somal, Capt.  v. Sushma Somal AIR 1981 SC 1026  (para  3, 7), Sarita Sharma v. Sushil Sharma AIR 2000 SC 1019 (para 4 to 6)

[2] Mohd. Ikram Hussain V. State of U.P. AIR 1964 SC 1625 (para 12,13), Madhu Bala v. Narender Kumar AIR 1982 SC 938


[3] ADM Jabalpur v. Shivakant Shukla  Majority view  expressed through Ray CJ (para 127)

[4] Vidya Verma v. Dr. Shiv Narain Verma AIR 1956 SC 108 (para 3,6,7)
[5] A K Gopalan v. State of Madras AIR 1950 SC 27
[6] P. D. Shamdasani v. Central Bank of India', AIR 1952 SC 59
[7]  Writer’s view
[8] Greene v. Secretary of State for Home Affairs [1941] 3 All E R p.388 
[9] Mohd. Ikram Hussain V. State of U.P. AIR 1964 SC 1625 (para 12,13)
[10] 491-Power  to issue directions of the nature of a habeas corpus-
            Any High Court may, whenever it thinks fit, direct-
(a) that a person within the limits of its appellate criminal jurisdiction be brought up before the court to be delt with according to law;
(b) that a person illegally or improperly detained, in public or private custody within such limits, be set at liberty;
(c) that a prisoner detained in any jail situate within such limits be brought before the court to be there examined as a witness in any matter pending or to be inquired into in such court;
(d) that a prisoner detained as aforesaid be brought before a Court-martial or any Commissioners for trial or to be examined touching any matter pending before such Court-martial or Commissioner respectively;
(e) that a prisoner within such limits be removed from one custody to another for the purpose of trial; and
(f) that the body of a defendant within such limits be brought in on the Sheriff’s return of cepi corpus to a writ of attachment.

[11] AIR 1960 SC 93
[12] ADM Jabalpur v. Shivakant Shukla  AIR 1976 SC1207 (para 291 to 294) per Beg J.
[13] AIR 1999 SC 753 (para 22, 26)

Can a person arrested under Customs Act be compelled to be a witness against himself?


A person accused of any offence or a person arrested is entitled to various fundamental rights under the Constitution of India and also other statutory rights under ordinary laws. The main issue that arises for consideration is whether a person arrested under the Customs Act,1962 (hereafter referred to as 'the Customs Act') can claim right under Article 20(3) of the Constitution of India(hereafter referred to as ' the Constitution')  when his statement is being recorded under S.107 or S.108 of the Customs Act.

Article 20(3) of the Constitution provides that- 'No person accused of any offence shall be compelled to be a witness against himself.'

Article 20(3) simply declares that no person accused of any offence shall be compelled to be a witness against himself.  “Analyzing the terms in which this right has been declared in our Constitution, it may be said to consist of the following components. (1) It is a right pertaining to a person "accused of an offence" (2) It is protection against "compulsion to be a witness", and (3) It is a protection against such compulsion resulting in his giving evidence "against himself".”[1]

 Thus, the meaning and the scope of this Article depend mainly on the interpretation of three words viz. “person accused of any offence”, “compelled” and “be witness against himself”. The word “police officer” does not find mention in the Article. This Article does not make it clear as to who can not compel accused to be a witness against himself.  However, the word “compels” gives some indication that it would mean a person or authority that is in a position to compel a person to give evidence by virtue of his statutory or executive power. This means neither by a legislative mandate nor by an executive fiat can a person be compelled to be a witness against himself.  Therefore, as a necessary corollary a police officer or a person in authority or a court can not compel accused to be a witness against himself as they are the only persons who are in a position to compel accused to give evidence against himself. It is also not stated in the Article the type of proceedings in respect of which this protection is available. However, in the case of   Nandini Satpathy v. P. L. Dani[2]  it is held  “The area covered by Art. 20 (3) and Section 161 (2) is substantially the same... Section 161 (2) of the Cr. P. C. is a parliamentary gloss on the constitutional clause...”  Section 161(2) of the Code protects during investigation any person from answering questions which would have tendency to expose him to a criminal charge, penalty or forfeiture. This means that a person can not be compelled to be a witness against himself in respect of the types of proceedings mentioned in S.161(2) of the Code.    

Object and history of Article 20 (3):

“Article 20(3) embodies the principle of protection against compulsion of self-incrimination which is one of the fundamental canons of the British system of criminal jurisprudence and which has been adopted by the American system and incorporated as an article of its Constitution. It has also, to a substantial extent been recognized in the Anglo-Indian administration of criminal justice in this country by incorporation into various statutory provisions.

In order, therefore, to arrive at a correct appraisal of the scope and content of the doctrine and to judge to what extent that was intended to be recognized by our Constitution-makers in Art. 20(3), it is necessary to have a cursory view of the origin and scope of this doctrine and the implications there of as understood in English law and in American law and as recognized in the Indian law.

In English law, this principle of protection against self-incrimination has a historical origin. It resulted from a feeling of revulsion against the inquisitorial methods adopted and the barbarous sentences imposed, by the Court of Star Chamber, in the exercise of its criminal jurisdiction. This came to a head in the case of --- 'John Lilburn 3 State Trials 1315(A)', which brought about the abolition of the Star Chamber and the firm recognition of the principle that the accused should not be put on oath and that no evidence should be taken from him. This principle, in course of time, developed into its logical extensions, by way of privilege of witnesses against self-incrimination, when called for giving oral testimony or for production of documents. A change was introduced by the Criminal Evidence Act of 1898 by making an accused a competent witness on his own behalf, if he applied for it. But so far as the oral testimony of witnesses and the production of documents are concerned, the protection against self-incrimination continued as before. (See Phipson on Evidence, 9th Edition, pp. 215 and 474).

These principles, as they were before the statutory change in 1898, were carried into the American legal system and became part of its cannon law. (See Wigmore on Evidence, Vol. VIII, pp. 301 to 303). This was later on incorporated into their Constitution by virtue of the Fifth Amendment thereof. The language of the Fifth Amendment was considered by the American Courts as being wide enough to cover all the aspects of the principle of protection against self-incrimination as administered under the English common law including oral testimony of witnesses and production of documents. (See Willis on Constitutional Law, pp. 518 and 519).

In the course of time further extensions of that privilege were recognized by the Courts relating to searches and seizures. It came to be held that unreasonable searches and seizures of documents fell equally within the mischief of the Fourth and Fifth Amendments (---'Boyd v. United States', (1844) 116 US 616 (B)), and that documents or other evidence so obtained were inadmissible in evidence (---'Weeks v. United States' (1913) 232 US 383 (C)).”[3]

“The main object of Art. 20 (3) is to give protection to an accused person not to be compelled to incriminate himself and that is in consonance with the basic principle of criminal law accepted in our country that an accused person is entitled to rely on the presumption of innocence in his favour and cannot be compelled to swear against himself.”[4]



Meaning of “to be a witness”:

"To be a witness" means imparting knowledge in respect of relevant facts, by means of oral statements or statements in writing by a person who has personal knowledge of the facts to be communicated to a court or to a person holding an enquiry or investigation. A person is said 'to be a witness' to a certain state of facts which has to be determined by a court or authority authorised to come to a decision, by testifying to what he has seen, or something he has heard which is capable of being heard and is not hit by the rule excluding hearsay, or giving his opinion, as an expert, in respect of matters in controversy... the prohibition in cl. (3) of Art. 20 covers not only oral testimony given by a person accused of an offence but also his written statements which may have a bearing on the controversy with reference to the charge against him. The accused may have documentary evidence in his possession which may throw light on the controversy. If it is a document which is not his statement conveying his personal knowledge relating to the charge against him, he may be called upon by the Court to produce that document in accordance with the provisions of S. 139 of the Evidence Act, which, in terms, provides that a person may be summoned to produce a document in his possession or power and that he does not become a witness by the mere fact that he has produced it; and therefore, he cannot be cross-examined... It is well established that cl. (3) of Art. 20 is directed against self-incrimination by an accused person. Self-incrimination must mean conveying information based upon the personal knowledge of the person giving the information and cannot include merely the mechanical process of producing documents in court which may throw a light on any of the points in controversy, but which do not contain any statement of the accused based on his personal knowledge.... 'To be a witness' is not equivalent to 'furnishing evidence' in its widest significance; that is to say, as including not merely making of oral or written statements but also production of documents or giving materials which may be relevant at a trial to determine the guilt or innocence of the accused... 'To be a witness' means imparting knowledge in respect of relevant facts by an oral statement or a statement in writing, made or given in Court or otherwise... 'To be a witness' in its ordinary grammatical sense means giving oral testimony in Court. Case law has gone beyond this strict literal interpretation of the expression which may now bear a wider meaning, namely, bearing testimony in Court or out of Court by a person accused of an offence, orally or in writing.”[5]



“Person accused of any offence”:

Present position of law on this subject is as under:      

“It is available therefore to a person against whom a formal accusation relating to the commission of an offence has been leveled which in the normal course may result in prosecution.”[6]

“C1.(3) of Art.20 declares that no person accused of any offence shall be compelled to be a witness against himself. It does not refer to the hypothetical person who may in the future be discovered to have been guilty of some offence. In order that the guarantee against testimonial compulsion incorporated in Art.20(3) may be claimed by a person, it has to be established that when he made the statement in question, he was a person accused of an offence.   

A person called for questioning during investigation by authorities under the provisions of the Customs Act or the Foreign Exchange Regulation Act (FERA) is not an accused.”[7]

The guarantee is, it is true, not restricted to statements made in the witness box. But in order that the guarantee against testimonial compulsion incorporated in Article 20 (3) may be claimed by a person it has to be established that when he made the statement sought to be tendered in evidence against him, he was a person accused of an offence. Normally a person stands in the character of an accused when a First Information Report is lodged against him in respect of an offence before an Officer competent to investigate it, or when a complaint is made relating to the commission of an offence before a Magistrate competent to try or send to another Magistrate for trying the offence. Where a Customs Officer arrests a person and informs that person of the grounds of his arrest, which he is bound to do under Article 22 (1) of the Constitution for the purposes of holding an enquiry into the infringement of the provisions of the Sea Customs Act which he has reason to believe has taken place, there is no formal accusation of an offence. In the case of an offence by infringement of the Sea Customs Act and punishable at the trial before a Magistrate there is an accusation when a complaint is lodged by an officer competent in that behalf before the Magistrate. Hence a person against whom an enquiry is made by the Customs Officer under the Sea Customs Act is not a person accused of an offence and the evidence, if any, collected by examining him under Section 171A of the Sea Customs Act is not inadmissible.        

Section 104 (1) of the Customs Act 1962 only prescribes the conditions in which the power of arrest may be exercised. The Officer must have reason to believe that a person has been guilty of an offence punishable under Section 135; otherwise he cannot arrest such person. But by informing such person of the grounds of his arrest the Customs Officer does not formally accuse him with the commission of an offence. Even under the Act of 1962 a formal accusation can only be deemed to be made when a complaint is made before Magistrate competent to try the person guilty of the infraction under Sections 132, 133, 134 and 135 of the Act. Any statement made under Sections 107 and 108 of the Customs Act by a person against whom an enquiry is made by a Customs Officer is not a statement made by a person accused of an offence.”[8]

“When the statement of a person was recorded by the Customs Officer under Section 108, that person was not a person "accused of any offence" under the Customs Act. An accusation which would stamp him with the character of such a person was levelled only when the complaint was filed against him, by the Assistant Collector of Customs complaining of the commission of offences under Section 135 (a) and Sec. 135 (b) of the Customs Act.”[9]

         

          Reasons for reconsidering the issue:

          In  Miranda v. Arizona[10]  it was held-

"Today, then, there can be no doubt that the Fifth Amendment privilege is available outside of criminal court proceedings and serves to protect persons in all settings in which their freedom of action is curtailed in any significant way from being compelled to incriminate themselves... We have concluded that without proper safeguards the process of in-custody interrogation of persons suspected or accused of crime contains inherently compelling pressures which work to undermine the individuals will to resist and to compel him to speak where he would not otherwise do so freely... To summarize we hold that when an individual is taken in custody or otherwise deprived of his freedom by the authorities in any significant way and is subject to questioning, the privilege against self-incrimination is jeopardized.”

                    In Nadini Sathpathi’s case (supra) certain observations of the Supreme Court leads to the conclusion that the protection under Art.20(3) is available to a person who is arrested on reasonable suspicion of having committed coginzable offence. The Court said:    

 “.. It is plausible to argue that, where realism prevails over formalism and probability over possibility, the enquiries under criminal statutes with quasi-criminal investigations are of an accusatory nature and are sure to end in prosecution, if the offence is grave and the evidence gathered good. And to deny the protection of a constitutional shield designed to defend a suspect because the enquiry is preliminary and may possibly not reach the court is to erode the substance while paying hollow homage to the holy verbalism of the article. We are not directly concerned with this facet of Art. 20 (3); nor are we free to go against the settled view of this Court...

 In our judgment the provisions of Art. 20 (3) and Section 161 (1) substantially cover the same area, so far as police investigations are concerned. The ban on self-accusation and the right to trial is under way, goes beyond that case and protects the accused in regard to other offences pending or imminent, which may deter him from voluntary disclosure of incriminatory matter.”[11]

The Court in M. P. Sharma's case (AIR 1954 SC 300)  expressed its view that it was not going in to the larger controversy whether in other situations the protection under Article 20(3) could be claimed or not. The court observed: 

“The constitutional shield must be as broad as the contemplated danger... It follows that the protection afforded to an accused in so far as it is related to the phrase "to be a witness" is not merely in respect of testimonial compulsion in the court room but may well extend to compelled testimony previously obtained from him. It is available therefore to a person against whom a formal accusation relating to the commission of an offence has been levelled which in the normal course may result in prosecution. Whether it is available to other persons in other situations does not call for decision in this case (emphasis added)...”

Recently the Hon’ble Supreme Court has taken the following view, in the context of interpretation of S.167 of the Code, with regard to terms “accused”, “accused person”, “a person accused of an offence”

“...From the foregoing discussion, it is clear that the word 'accused' or 'accused person' is used only in a generic sense in Section 167(l) and (2) denoting the "person" whose liberty is actually restrained on his arrest by a competent authority on well founded information or formal accusation or indictment... In other words, the 'person arrested' under FERA or Customs Act is assimilated with the characteristics of an 'accused' within the range of Section 167(l) and as such liable to be detained under Section 167(2) by a Magistrate when produced before him.

...Further, Justice Yogeshwar Dayal speaking for the majority in Union of India v. O. P. Gupta, (1990) 2 DL 23 (FB) in the later part of his judgment the learned Judge has observed that "The word accused is to be construed in its widest connotations. It means the one who is arrested and detained."[12]

The above quoted observations in the case of Deepak Mahajan supra make it clear that the Hon’ble Supreme Court of India has knowingly or unknowingly adopted the test of “deprivation of freedom” for the interpretation the term “accused” as applied by the Supreme Court of US in the Miranda’s case in the context of Fifth Amendment. If, viewed in this background, it sounds preposterous to contend that a person held accused under the Code will not be considered to be accused for the purpose of the provision of the Constitution or that a person arrested is not accused of an offence. On the contrary the provisions of the Constitution are ordinarily required to be interpreted more liberally than the provisions of an ordinary law, unless contrary intention is manifest. 

The word “accused” used in Article 20(3), therefore, should also mean “a suspect arrested under a reasonable belief of having committed a cognizable offence”. The requirement as propounded by the Supreme Court in its judgments that there should be formal accusations in the form of FIR or complaint etc against the arrested person so as to invoke the constitutional guarantee under Article 20(3) is artificial and not in consonance with the object of the said provision. Under the provisions S.42 of Cr P C a person can be arrested by police without warrant even though no formal FIR or complaint has been filed against such person. The arrest can be made by police merely on reasonable suspicion or upon personal knowledge or upon receipt of credible information that a person has been concerned in cognizable offence. Sometimes during the investigation of an offence a person or persons not named in the FIR or complaint are arrested on the basis of evidence gathered indicating his/their guilt. In all this situations there are no formal accusations against the person so arrested. In these kinds of situations can a person be denied the protection guaranteed under Article 20(3)? Would it be just to deny this fundamental right to such a person on the technical ground that there are no formal accusations against him? This interpretation would lead to patent absurdity and in the words of the Supreme Court it is to erode the substance while paying hollow homage to the holy verbalism of the article. Thus, it is not correct to say that for being “accused” within the meaning of Art.20(3) there should be formal accusations against a person.

 In the light of the above interpretation, let us consider the issue that if a person arrested under s.104 of the Customs Act is held to be accused within the meaning of Article20(3) of the Constitution, whether he can be compelled to give his self-incriminatory or self-inculpatory statement under S.107 or 108 of the Customs Act against the constitutional guarantee. There is some conflict between the provision of Article 20(3) of the Constitution and   S.107 and S.108 of the Customs Act, if, these sections of the Customs Act are not held subject to the Constitutional provision. 

Under Section 107 of the Customs Act Any officer of customs empowered in this behalf by general or special order of the Commissioners of Customs may, during the course of any inquiry in connection with the smuggling of any goods-(a) Require any person to produce or deliver any document or thing relevant to the inquiry (b) Examine any person acquainted with the facts and circumstances of the case. Under Section 108 of the Customs Act any Gazetted Officer of the customs has power to summon any person whose attendance he considers necessary either to give evidence or to produce a document or any other thing in any inquiry which such officer is making in connection with the smuggling of any goods. A person so summoned is bound to attend either in person or by an authorized agent, as such officer may direct and he is bound to state the truth upon any subject respecting he is examined or makes statements and produce such documents and other things as may be required. An inquiry under S.108 as aforesaid is deemed to be a judicial proceeding within the meaning of s.193 and 228 of the Indian Penal Code,1860 (45 of 1860). A close reading of these two sections leads to following result:

S.107 gives power to any custom officer empowered in that behalf by general or special order of Commissioner of Customs, whereas S.108 gives power to any Gazetted Officer only. The former does not caste duty to speak truth, whereas, latter caste duty to speak truth on the person summoned. The proceedings before the former is not deemed to be a judicial proceeding within the meaning of S.193 and S.228 of the IPC, whereas proceeding before latter is deemed to be a judicial proceeding within the meaning of S.193 and S.228 of IPC (not considered judicial proceeding for all purposes). Under the former the empowered officer can examine any person without enforcing attendance, whereas the latter speaks of issuance of summons to any person whose attendance the officer considers necessary and empowers the Gazetted Officer to enforce attendance. Section 107 of the Customs Act does not prescribe the mode/manner by which an empowered officer can inform any person to do things mentioned therein. Therefore, the empowered officer can by even oral order exercise powers conferred under this Section. Whereas S.108 specifically provides for issue of summon for the purposes mentioned therein. S.153 of the Act makes provision for the mode of communication of summons or order etc.  So far as S.108 is concerned it runs counter to the provisions of Article 20(3) of the Constitution and S161 of the Code, if viewed in the above background. Since, S.108 castes duty to give statement or to produce any document or thing and duty to speak truth, recording of a statement after arrest will certainly amount to infringement of the fundamental right under article 20(3). In the case of a conflict between the constitutional provision and an ordinary law, it is obvious that the former prevails over the latter. However, it must be remembered that if the power of arrest is not exercised by a custom officer while conducting inquiry, there is no presumption that the inquiry would end in prosecution. Hence, in such a case the protection against testimonial compulsion will not be available to the person summoned for inquiry. The issue can be resolved from another angle also. When a person is arrested under S.104 of the Customs Act, the question of issuing summon to him does not arise as he is in the custody of a Custom officer.  Perhaps, due to this reason Parliament has deliberately not provided for issue of summons in Section 107.[13] In this type of situation an empowered officer has to exercise power under S.107 if, he so desires, as the arrested person is in his custody and he is not supposed to exercise power under S108. In Section 107 no duty is caste to speak truth and therefore right under Article 20(3) applies to him with full force. In such a situation other provisions of Code (including provision of custodial interrogation) which are not contrary to the Customs Act may also apply with equal force. Consequently after arrest a person can not be compelled to answer the question that may expose him to a criminal charge, penalty or forfeiture in the Court of law. So far as examination of other persons under Section 107 is concerned, it gives power to an empowered officer to record statement on the spot during the investigation, search, seizure etc. Insistence of the procedure of issue of summons under S.108 may not help an officer to conduct inquiry in a given circumstances. Therefore, it is left open to the empowered officer to go to a person acquainted with the facts of a particular case rather than waiting for him to respond to a summons. In view of this legal position distinction should be made between a statement of a person recorded under 107 and S.108 of the Customs Act,1962 when power of arrest is exercised and when power of arrest  is not exercised by a Gazatted Officer  for the departmental adjudication and/or for prosecution. Exercise of power of arrest under S.104 of the Customs Act,1962 raises a presumption that the same has been exercised for prosecuting the person so arrested. The power of arrest is a drastic power affecting liberty of an individual and it cannot be invoked lightly unless there is an intention to prosecute within a reasonable time. For the purpose of the departmental adjudication a Gazetted Officer has sufficient power to enforce attendance and record a statement under 108 of the Customs Act,1962. Therefore when a person is arrested by a Custom officer, the officer really intends to prosecute the person so arrested in addition to deal with him departmentally and consequently the right flowing from Art.20 (3) will be obviously available to the person so arrested.     



[1] AIR 1954 SC 300 M. P. Sharma v. Satish Chandra, District Magistrate, Delhi (para 9)
[2] AIR 1978 SC 1025   
[3] AIR 1954 SC 300 M. P. Sharma v. Satish Chandra, District Magistrate, Delhi (para 4 to 6)

[4] AIR 1964 SC 1552  K. Joseph Augusthi v. M. A. Narayanan ( para 8,9 ),  

[5] AIR 1961 SC 1808 State of Bombay v. Kathi Kalu Oghad (para10,11,16)           
[6] AIR 1954 SC 300 M. P. Sharma v. Satish Chandra, District Magistrate, Delhi (para 10)

[7] AIR 1992 SC 1795 Poolpandi v. Superintendent, Central Excise(Para 6)
[8] AIR 1970 SC 940 Ramesh Chandra Mehta v. State of W.B. (Para 11, 14,26, 27), AIR 1972 SC 1224 Harbansingh Sardar Lenasingh v. State of Maharashtra,AIR 1973 SC 1196 Ramanlal Bhogilal Shah v. D. K. Guha,AIR 1976 SC 1167 Veera Ibrahim v. State of Maharashtra,AIR 1981 SC 379 : 1980 Cri.L.J. 1424 Balakishan A. Devidayal v. State of Maharashtra, 1997 (3) SCC 721 K I Pavunni

[9] AIR 1976 SC 1167 Veera Ibrahim v. State of Maharashtra,AIR 1981 SC 379: 1980 Cri.L.J. 1424 Balakishan A. Devidayal v. State of Maharashtra

[10] [(1966) 384 US 436 para 23,48,49 majority view expressed through Warren Ch.J]
[11] AIR 1978 SC 1025 Nandini Satpathy v. P. L. Dani( para 36, 38, 53)

[12] AIR 1994 SC 1775 Directorate of Enforcement v. Deepak Mahajan Para 98 to 102

[13] AIR 1965 SC1251 State of Guj. V. Shyamlal for the analogy